Click on one of the videos below to view a detailed description of what you can
expect on your exam and to learn the best way to prepare.
The Series 3 is the National Commodities Futures exam. Click here to view a video
introduction to the Series 3 Exam.
The Series 4 is the Registered Options Principle Exam. Click here to view a video
introduction to the Series 4 Exam.
The Series 6 is the Investment Company Products/Variable Contracts Representative
Exam. Click here to view a video introduction to the Series 6 Exam.
The Series 7 is called the General Securities Registered Representative exam. Click
here to view a video introduction to the Series 7 Exam.
The Series 9 and 10 exams were developed by a committee of securities industry professionals
who were qualified by FINRA. Together they make the General Securities Sales Supervisor
Qualification Exam. Click here to view a video introduction to the Series 9/10 Exam.
The Series 9 and 10 exams were developed by a committee of securities industry professionals
who were qualified by FINRA. Together they make the General Securities Sales Supervisor
Qualification Exam. Click here to view a video introduction to the Series 9/10 Exam..
The Series 24 is the General Securities Principal Exam. Click here to view a video
introduction to the Series 24 Exam.
The Series 31 is the Futures Managed Funds Exam. Click here to view a video introduction
to the Series 31 Exam.
The Series 34 is the Retail Off-Exchange Forex Exam. Click here to view a video
introduction to the Series 34 Exam.
The Series 63 is the Uniform Securities Agent State Law Exam. Click here to view
a video introduction to the Series 63 Exam.
The Series 65 is the Uniform Investment Adviser Law Examination Exam. Click here
to view a video introduction to the Series 65 Exam.
The Series 66 is the Uniform Combined State Law Exam. Click here to view a video
introduction to the Series 66 Exam.